NFA

(redirected from National Futures Association)
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Related to National Futures Association: CFTC
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Cornish is a member of SIFMA Legal & Compliance Division, a certified speaker for CFA Institute Speaker's Bureau, and an industry arbitrator for FINRA and National Futures Association.
The CFTC also alleged that in July 2012, PFGBest represented to the National Futures Association that it held in excess of $220 million in customer-segregated funds in an account, when that account only held approximately $5.
Monson, Partner, Ropes & Gray LLP will speak at the Knowledge Group's webcast entitled: “Hot Topics in National Futures Association Audits 2014.
Left was found by the National Futures Association to have: "MADE FALSE AND MISLEADING STATEMENTS TO CHEAT, DEFRAUD OR DECEIVE A CUSTOMER IN VIOLATION OF NFA COMPLIANCE RULES 2-2(a) AND 2-29(a)(1).
Prior to SVS Group Scribner was an auditor for the National Futures Association.
is a Futures Commission Merchant registered with the Commodity Futures Trading Commission (CFTC) and the National Futures Association (NFA).
com)-- President Harrison Greenberg of Magnum Capital Group, LLC (MCG) today announced that the National Futures Association has completed a favorable review of MCG's application for Introducing Broker status.
In preparation for the launch, State Street has entered into an agreement with National Futures Association (NFA) to perform regulatory services for State Street's SEF.
Employee Benefit Research Institute/American Savings Education Council, Financial Industry Regulatory Authority, Investment Company Institute Education Foundation, Investor Protection Trust, Insured Retirement Institute, National Association of Real Estate Investment Trusts,National Endowment for Financial Education, National Futures Association, Options Industry Council, SIFMA Foundation, Securities Investor Protection Corporation, and the Society for Financial Education and Professional Development.

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