a mystical movement in Islam, occurring in both the Sunnite and Shiite sects, that originated in the eighth century, in the area that is now Syria and Iraq, and that extended at various times from northwestern Africa to northern China and Indonesia. Generally, Sufism, as a doctrine, attempts to combine a spiritual striving toward gnosis, or illuminative knowledge (irfan), with an essentially ascetic way of life. It holds that the initiate, or disciple (murid), may attain to a knowledge of, and ultimate union with, god through mystical love. The task of leading the disciple along the path (tariqa) to such a union is consigned to an elder (pir), acting as a teacher (murshid). As he traverses the path, the disciple seeks, by means of either special dances or formulaic prayers chanted repeatedly, to achieve a state of ecstasy (hal), and hence an “illumination,” that would bring him closer to gnosis; he also undergoes, in accordance with his teacher’s instructions, a “mortification” of the flesh.
The fundamental principles of Sufism were set forth in the ninth century by the Egyptian Dhu an-Nun al-Misri and the Baghdadi Abu Abdullah al-Muhasibi. Muhasibi enunciated the principle of self-observation, which holds that in order for man to establish supreme truthfulness before god (as opposed to the hypocritical piety of the clergy), he must examine his deeds carefully in the light of his innermost intentions. Muhasibi is believed to have also developed the idea of the hal. From the Mala-mati school, founded in the ninth century in Nishapur, came the teaching that inner purification could be achieved partly through a deliberate and ostentatious display of impiety (for example, drinking wine), for the censure that such impiety would incur from others would serve to subdue one’s pride. Junaid (died 909), a representative of the Baghdad school, formulated the doctrine oifana—the mystical absorption of a Sufi into the divinity, leading to “superbeing” (baqa), or eternity in the absolute. The Sufi’s mystical journey, according to Junaid, was marked by three stages: the sharia, or universal Muslim religious law; the tariqa, or the Sufi path of purification; and the haqiqa, divine reality, or the mystical comprehension of truth in god. Junaid held that one of the basic precepts of Islam, the tawhid, the unicity of god, was demonstrated not through verbal proofs, as in theology, but through the Sufi’s own ascetic life in a transcendental unity with god.
Another founder of Sufism, Abu Yazid (died 874), formulated the doctrine of the threefold gradation of the consciousness of being—I, Thou, and He Alone. Abu Abdullah Husayn ibn Mansur al-Hallaj affirmed that it was possible for a Sufi’s soul to enter into a real union with god, and in moments of ecstasy he cried, “I am the Truth!” (that is, god). He was denounced for this as a heretic and put to death in 922.
During the tenth and 11th centuries, the Sufi doctrine of tariqa was elaborated and refined, so that now various “stations” were added along the mystical path. Also developed was the theory of the threefold gradation of “true knowledge,” the last stage being the union of the knower with the known (god). In this same period, Sufi orders, or sects, were organized. At the head of each order was an elder, who, among other things, preserved and handed down the oath and rites of initiation devised by the founder. These orders established their own cloisters (khanaqahs), which closely resembled monasteries.
As Sufism came to abandon its original heretical features, particularly after the reforms of al-Ghazali, it won a measure of recognition from the orthodox Muslim clergy, who did not cease their persecution of Sufis until about the 12th century. (The argument, however, over whether Sufism may be deemed a “permissible” phenomenon in Islam has persisted into the 20th century.) The Sufi thinkers Ahmad Ghazali (died 1126), Ain al-Qudat Hamadani (died 1132), and Ibn al-Arabi (died 1240) developed the doctrine of wahdat al-wujud, or the unicity of being, which constitutes the metaphysical basis of asceticism and the principle of tolerance. According to this doctrine, an object has no true existence apart from its form, or idea; it merely passes from being to nonbeing, the two states being separated by a concatenation of individual moments. Therefore, the soul of a Sufi must cast off the “chain of plurality” that is inherent in matter and, through asceticism, return to the singularity of the divinity, that is, to a union with the absolute.
During the 12 centuries that Sufism has existed as a movement, its various doctrines and organized forms have been appropriated by different groups to support and justify their causes. Sufis, for example, took part in the “holy wars” (jihads) against infidels and in the popular uprisings of the Serbadars in the 14th century; they also formed armed bands of followers that brought the Safavid dynasty to power in Persia at the beginning of the 16th century. The Murids of Shamil in the 19th century were considered Sufis. Many feudal lords persecuted Sufis because of their connection with artisans; yet some Sufi elders themselves became great feudal lords, enjoying considerable political power. At the end of the 19th and the beginning of the 20th century, bourgeois reformers in the East, joined by those seeking to modernize Islam, attempted to break up the Sufi orders, which they identified with feudal reactionaries. In the 1920’s, during the period of bourgeois reforms in Turkey, all Sufi orders were banned. In Iran, Reza Shah Pahlavi fought against the influence of the Sufis. In the USSR, Sufi orders ceased their activity in the 1920’s. Despite the constant campaign waged against them by progressives, the Sufis continue to play an important role in the life of the East.
A. E. BERTEL’S