Internet services company VEON Ltd (NASDAQ:VEON)(Euronext Amsterdam:VEON) disclosed on Wednesday the election of Josh Drew as its group chief compliance officer
Home Point Financial Corporation, a national multi-channel mortgage originator and servicer, has said that it has appointed Ross Gloudeman as its chief compliance officer
Clinician services company TeamHealth reported on Wednesday the election of Jennifer Morrison as its chief compliance officer
effective 16 May 2017.
Rob Easton, Chief Compliance Officer
, Risk and Insurance Services, Marsh & McLennan Cos.
Pharmaceutical business Pernix Therapeutics Holdings (NasdaqGM:PTX) disclosed on Friday the addition of Ken Pina as senior vice president, general counsel and chief compliance officer
Albino will be based in Tampa and report to Daniel Wright, NPH chief compliance officer
The SEC said Key Energy's new chief compliance officer
oversaw (1) the suspension of payments to all vendors and third parties in Mexico shortly after the independent investigation/internal review began; (2) the engagement of a manual review of over 600 vendors in Mexico for purposes of clearing legitimate payments and assessing whether to move forward with those vendors in current and future operations; (3) reviewing all vendors in use in Russia and Colombia and instituting an enhanced due diligence procedure for all vendors globally; (4) establishing enhanced financial controls around payment processes in Mexico, Colombia and Russia; and much more.
There should be a sign-in sheet, which should be retained by the chief compliance officer
as part of the firms compliance records.
Easton reports to Jim McNasby, General Counsel for MMC's Risk and Insurance Services segment, which includes Marsh and Guy Carpenter, and to Carey Roberts, MMC's Deputy General Counsel & Chief Compliance Officer
He previously served as Chief Compliance Officer
for Van Kampen Investments, a mutual fund complex with over $80 billion under management.
The new senior vice president, chief compliance officer
and deputy general counsel serves as senior vice president, chief compliance officer
, corporate secretary and general counsel for subsidiary Georgia Power.
Beeler joined the company in 2013 as associate general counsel and chief compliance officer
and was promoted to senior vice president, legal and chief compliance officer
in January 2015.