SECU Brokerage was named because we bought XCU
The adviser worked with the defunct, credit union-owned broker dealer XCU
Capital, which was based in San Diego and bought by LPL Financial in September 2007.
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Our] due diligence found no existing complaints/liabilities associated with XCU
Capital," Blaine said, noting Cohen's complaint was filed in May 2009.
Cohen purchased the investment in question from XCU
Capital brokerage in September 2005.
In August 2007, LPL bought credit union-owned broker-dealer XCU
In putting the logistics together to offer investment services, Brown worked with Above the Crowd Business Development Group, a San Diego management consulting firm founded by Mark Hoaglin, former president/CEO of XCU
Two former XCU
Capital executives are hoping to change that.
Hoaglin had previously served as president/CEO of XCU
Capital, a credit union-owned broker-dealer that was acquired by LPL Financial Institution Services in 2007.